Position Description

Compliance Officer - Asset Management
Location Geneva
Job Code 9749
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Monitoring of the control plan, including:

 

Review of marketing documentation, website, and all other client communications (RFPs),

Control of transactions: cross trades, trade rationale, trade allocation,

Verification of investments in the FATF grey list,

Monitoring of cross-border operations,

Management of transactional and reputational alerts in the bank's tools.

Participation in the Product Committee of the Asset Management division: risk analysis and action tracking.

Facilitation and management of ad hoc working groups with the Group’s Compliance teams.

Creation and modification of internal procedures for all Asset Management entities.

Conducting training sessions for internal teams.

Validation of client and distributor relationships.

Education:
Master Degree
Technical skills:
Years of experience:
3-7 : intermediate
Exper. in financial sector:
Mandatory
Experience required:
3 to 5 years of experience in Compliance within Asset Management, Strong knowledge of funds, financial instruments, and Swiss and European regulations related to asset management
Local resident (Swiss):
Mandatory
Language 1:
English
Level 1:
Fluent
Language 2:
French
Level 2:
Fluent
Language 3:
Level 3:
Personal skills:
Ability to manage multiple tasks simultaneously, Strong interpersonal skills with excellent negotiation abilities, Strong team spirit, Synthetic and pragmatic approach, with a good analytical mindset, Delivery-oriented, Discreet.
Challenges:
..
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