Monitoring of the control plan.
Monitoring of the control plan, including:
Review of marketing documentation, website, and all other client communications (RFPs),
Control of transactions: cross trades, trade rationale, trade allocation,
Verification of investments in the FATF grey list,
Monitoring of cross-border operations,
Management of transactional and reputational alerts in the bank's tools.
Participation in the Product Committee of the Asset Management division: risk analysis and action tracking.
Facilitation and management of ad hoc working groups with the Group’s Compliance teams.
Creation and modification of internal procedures for all Asset Management entities.
Conducting training sessions for internal teams.
Validation of client and distributor relationships.