Experience required:
• Minimum 3 years of professional experience within the banking sector, ideally relating to Compliance and Conformity functions
• A detailed background and knowledge of Swiss AML and CDB regulatory frameworks and requirements to complete periodic reviews
• Sensitivity to other regulatory matters such as International Sanctions, Financial Crime, Cross Border matters, Tax and/or Investor protection frameworks a plus
• Ability to recognize CDB document requirements and inform Relationship Managers of any inconsistencies or needs
Challenges:
Perform 360° client periodic relations reviews with regards to KYC, KYT Adverse news screening, SOW/SOF corroboration and notably CDB-related documentation, applying the Bank’s standards, identifying potential reputational, regulatory, sanction and money laundering related risks through evaluation of client accounts purpose, KYT and KYC completeness, plausibility and accuracy, Provide from time-to-time guidance on quality standards and regulatory requirements to assigned Relationship Managers when necessary.